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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14

Branch Locations

20 Nw 3Rd St Suite 940, Evansville, IN 47708 • United States

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Evansville IN 02/2012 10/2022
New York Life Insurance Evansville IN 02/2011 10/2022
Eagle Strategies Llc Evansville IN 08/2018 10/2022
Mcclarney Financial Group Evansville IN 03/2019 11/2024
The Prudential Insurance Company Of America Indianapolis IN 10/2022 Present
Pruco Securities Llc Indianapolis IN 10/2022 11/2024
Lpl Enterprise, Llc Indianapolis IN 11/2024 Present
  • 02/2012 → 10/2022
    Nylife Securities, Llc
    Evansville, IN
  • 02/2011 → 10/2022
    New York Life Insurance
    Evansville, IN
  • 08/2018 → 10/2022
    Evansville, IN
  • 03/2019 → 11/2024
    Mcclarney Financial Group
    Evansville, IN
  • 10/2022 → Present
    The Prudential Insurance Company Of America
    Indianapolis, IN
  • 10/2022 → 11/2024
    Indianapolis, IN
  • 11/2024 → Present
    Indianapolis, IN
Previous Registrations
Other Businesses

1) 11/14/2024 - Golfmoor Baseball Association - I balance the books and make payments with the president's signature as well - Non-Profit Board Member - Non Inv Related - At Evansville, IL- Start Date 10/01/2023- 4hrs/mth - 0hrs/mth During Trading 2) 11/13/2024 - Kiwanis Club of Evansville - Listen to other non-profits and voting rights on helping other non-profits - Non-Profit Board Member - Non Inv Related - At Evansville, IL- Start Date 01/01/2019- 2hrs/mth - 2hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-26
S63 Uniform Securities Agent State Law Examination 2013-07-12
  • S66 Uniform Combined State Law Examination
    2018-07-26
  • S63 Uniform Securities Agent State Law Examination
    2013-07-12

View on SEC IAPD

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