Matthew Thomas Keen

Current Employers

Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2016-10-05

NC RA
APPROVED

Since 2016-10-05

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital Investment Group, Inc.	Raleigh	NC	10/2016	Present
Capital Investment Advisory Services, Llc	Raleigh	NC	10/2016	Present

10/2016 → Present

Capital Investment Group, Inc.

Raleigh, NC
10/2016 → Present

Capital Investment Advisory Services, Llc

Raleigh, NC

Previous Registrations

2015-01-22 → 2016-08-17

Lpl Financial Llc

Smithfield, NC

Clayton, NC

Fort Mill, SC
2013-05-20 → 2014-12-23

Bb&T Investment Services, Inc.

Annapolis, MD

Severna Park, MD

Annapolis, MD

Charlotte, NC

Charlotte, NC

Other Businesses

1. KS BANK, INC. 1031 N. BRIGHTLEAF BLVD, SMITHFIELD, NC 27577. BOARD OF DIRECTORS. NO MANAGEMENT CONTROL, ADVISORY POSITION. ROLE INCLUDES MONITOR OPERATIONS, OVERSEE INSTITUTION'S BUSINESS PERFORMANCE, SELECT AND RETAIN MANAGEMENT. 5 HRS/WK, 0 DURING NORMAL TRADING HRS. STARTED 7/2022. NOT INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-05-17

S66 Uniform Combined State Law Examination

2013-05-17

View on SEC IAPD

Current Employers

Capital Investment Advisory Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews