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Erika Elizabeth Herfert

Ubs Financial Services Inc.

Incline Village, NV

Incline Village, NV

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2013-01-03
  • NV RA
    APPROVED
    Since 2013-01-03

Branch Locations

937 Tahoe Blvd Suite 201, Incline Village, NV 89451 • United States

937 Tahoe Boulevard Suite 201, Incline Village, NV 89451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Reno NV 12/2011 Present
  • 12/2011 → Present
    Ubs Financial Services
    Reno, NV
Other Businesses

Sierra Turin LLC / United States / 1465 E Peckham Lane #62 / Reno / NV / United States / 89502 / / No / Company / / Services (Business, Professional, Support) / / Outdoor Lessons and retail merchandise / Active / Member of a committee with management / supervisor functions / / part owner with husband and administrative role / 2 / No / No / No / No / Start Date 03/01/2017 / / No / / No / / Yes / Yes / 50 / / Yes / Reno NV / No / / No / / spouse needs assistance with administrative duties / No /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-02
  • S66 Uniform Combined State Law Examination
    2013-01-02
Designations
Other Names
  • Erica Herfert

View on SEC IAPD

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WILLIAM DONALD RADTKE
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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · INCLINE VILLAGE, NV
1CONFIRMATION · INCLINE VILLAGE, NV
INDEPENDENT ADVISOR ALLIANCE, LLC · Incline Village, NV
WELLS FARGO CLEARING SERVICES, LLC · INCLINE VILLAGE, NV
U.S. BANCORP ADVISORS, LLC · Incline Village, NV
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · INCLINE VILLAGE, NV
MORGAN STANLEY · Incline Village, NV
INCLINE INVESTMENT MANAGEMENT, LLC · INCLINE VILLAGE, NV

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