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181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-29 |
Branch Locations
300 Madison Avenue Sixth Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brinker Capital | Berwyn | PA | 10/2011 | 05/2023 |
| Orion Portfolio Solutions | Omaha | PA | 01/2022 | 01/2023 |
| Guardian Life Insurance Company | New York | NY | 05/2023 | 08/2024 |
| Park Avenue Securities | New York | NY | 06/2023 | 08/2024 |
| Guardian Life Insurance Company | Blue Bell | PA | 06/2024 | 08/2024 |
| Park Avenue Securities | Blue Bell | PA | 06/2024 | 08/2024 |
| Cibc World Markets Corp. | New York | NY | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-18 |
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