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Current Employers
Eagle Point Investment Advisors, Inc.

One Bedford Farms Drive Suite 100, Bedford, NH 03110 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-01-19
  • NH RA
    APPROVED
    Since 2022-01-19

Branch Locations

One Bedford Farms Drive Suite 100, Bedford, NH 03110 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-11-12
  • NH RA
    APPROVED
    Since 2021-11-12

Branch Locations

1 Bedford Farms Dr Ste 100, Bedford, NH 03110-6524 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Company Derry NH 03/1996 09/2021
Joe Suozzo Insurance Corp Derry NH 09/2012 09/2021
Lpl Financial, Llc Bedford NH 09/2021 Present
Eagle Point Investment Advisors, Inc. Bedford NH 09/2021 12/2021
Eagle Point Investment Advisors, Inc. Bedford NH 01/2022 Present
Allstate Financial Services, Llc Derry NH 05/2000 09/2021
Other Businesses

1) 9/2021 - DBA for LPL Business (entity for LPL business) - Eagle Point Investment Advisors, Inc - Investment Related - Bedford, NH 03110 2) 12/28/2021 - Eagle Point Investment Advisors Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 01/01/2022 - 3 Hours Per Month During Securities Trading - I provide financial planning and consulting services through , an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 3 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-12
S63 Uniform Securities Agent State Law Examination 2000-05-19
  • S65 Uniform Investment Adviser Law Examination
    2021-11-12
  • S63 Uniform Securities Agent State Law Examination
    2000-05-19

View on SEC IAPD

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