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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-05-31
  • FL RA
    APPROVED
    Since 2011-05-31

Branch Locations

2020 Highway A1A Ste 104, Indian Harbour Beach, FL 32937-3581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Indian Harbour Beach FL 03/2011 Present
Other Businesses

(1) 03/04/2011 - DBA ONLY - JD BOWEN FINANCIAL GROUP - INDIALANTIC, FL (2) 10/21/2011 - VARIOUS CARRIERS - NON-VARIABLE INSURANCE - PRESENTING AND SELLING FIXED ANNUITY (NOT INDEXED), LTC AND LIFE INSURANCE TO CURRENT AND PROSPECTIVE CLIENTS. - 5% OF TIME SPENT - INDIALANTIC, FL (3) RYAN FINANCIAL, LLC - NOT INV REL - 442 FOURTH AVENUE, INDIALANTIC, FL 32903 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 01/01/2012 - NO TIME SPENT - S CORP FOR TAX PURPOSES (4) 3/8/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 04/28/2020 - 1 Hour Per Month During Securities Trading - Notarize documents as a service to clients. (5) 01/12/2022 - No Business Name - Investment Related - Breckenridge, CO 80424 - Real Estate Rental - Start Date: 11/22/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Investment Property owned and rented. Property management is provided by a third party company. (6) 06/15/2022 - No Business Name - Not Investment Related - Indialantic, FL 32903 - Real Estate Rental - Start Date - 03/01/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. (7) 10/10/2024 - Real Estate Rental - Investment Related - Palm Coast, FL - Start Date 08/30/2024 - 2 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-26
  • S66 Uniform Combined State Law Examination
    2011-05-26

View on SEC IAPD

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