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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-09-11
  • CA RA
    APPROVED
    Since 2012-09-11

Branch Locations

2677 North Main Street Suite 1000, Santa Ana, CA 92705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Santa Ana CA 08/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 08/2012 → Present
    Santa Ana, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2011-11-15 → 2012-03-28
    Credit Suisse Securities (Usa) Llc
    Irvine, CA
Other Businesses

*468888 - Trust; Investment related - Yes; Anaheim, California; 01/2022; During business hours: 0; After business hours: 20 *520154 - Melissa To Trust; Investment related -Yes; Irvine, California; Real Estate, Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2022; During business hours: 0; After business hours: 2, Property Management *635888 - Rental Property; Investment related: Yes; Irvine, California; Rental Property; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 5/2025; During business hours: 0; After business hours: 8; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-14
  • S66 Uniform Combined State Law Examination
    2011-11-14

View on SEC IAPD

Other Firms

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