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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-04-18
NC RA APPROVED 2002-04-03
  • TX RA
    APPROVED_RES
    Since 2007-04-18
  • NC RA
    APPROVED
    Since 2002-04-03

Branch Locations

2550 Ravenhill Dr, Fayetteville, NC 28303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merill Lynch, Pierce, Fenner & Smith, Inc. Fayetteville NC 01/2000 Present
Bank Of America, Na Fayetteville NC 12/2009 Present
  • 01/2000 → Present
    Merill Lynch, Pierce, Fenner & Smith, Inc.
    Fayetteville, NC
  • 12/2009 → Present
    Bank Of America, Na
    Fayetteville, NC
Other Businesses

I*2934285, Entity Type: , Name of OBA: C H S, Address: Fayetteville, North Carolina, 28305, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 10/01/2025, No Hours: 5 Weekly, No Hours during Trading: 1 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-19
  • S66 Uniform Combined State Law Examination
    2000-06-19

View on SEC IAPD

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