Nicholas E Livecchi

Current Employers

Employment History

• 01/2011 → 02/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 05/2011 → 02/2021
  Bank Of America, N.A.
  Raleigh, NC
• 02/2021 → Present
  Lpl Financial, Llc
  Raleigh, NC
• 02/2021 → Present
  Founders Financial Alliance, Llc
  Raleigh, NC

Previous Registrations

• 2011-04-11 → 2021-02-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
  Wilson, NC
  Raleigh, NC

Other Businesses

1) 02/18/2021 - DBA for LPL Business (entity for LPL business) - The Sovran - Investment Related - Raleigh, NC 27615 - Start date: 02/21 2) 02/18/2021 - DBA for LPL Business (entity for LPL business) - Sovran Wealth & Retirement - Investment Related - Raleigh, NC 27615 - Start date: 02/18/2021 3) 02/18/2021 - Rental Property - Real Estate Rental - Investment Related - Raleigh, NC - Start date: 2012 4) 2/23/2021 - Founder Wealth Advisory - DBA: (Hybrid) Founders Financial Alliance, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 2/21 - 80 Hours Per Month - Time Spent 50% - I provide investment advisory services through Founders Financial Alliance, LLC, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 9/8/2021 - Asset Insure, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 6) 11/03/2021 - Konoba Real Estate LLC - Investment Related - Home Based - Mortgage/Real Estate Services - Start Date: 07/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 7) 01/20/2022 - Finding the "Right Fit" Financial Advisor - Not Investment Related - Home Based - Other-Book - Author/Creator - Start Date: 12/31/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 8) 11/14/2022 - Financial Strategies Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 09/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading 9) 01/17/2024 - Mission Lifestyle - Inv related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/20/2024 - 10 Hrs/mo; 0 Hrs During Trading. 10) 01/17/2024 - The Sovran Lifestyle Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/20/2021 - 160 Hrs/Mo During Trading 11) 10/31/2024 - CPS insurance - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 04/28/2024 - 1 Hour Per Month/ During Trading 12) 07/10/2025 - SWA, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 07/10/2025 - 1 Hour Per Month/ 0 hr During Trading 13) 03/17/2026 - Greetings From Good Luck Island (Podcast) - Radio/ TV/ Podcast - Not Investment Related - Raleigh, NC - Start Date 03/13/2026 - 3 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2011-04-08

Designations

Other Names

• Nicholas Edward Livecchi