Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-07-12
  • CT RA
    APPROVED
    Since 2022-07-12

Branch Locations

131 West St, Danbury, CT 06810 • United States

225 N Main Street, Ste 309, Bristol, CT 06010 • United States

321 Research Parkway, Meriden, CT 06450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Inc Middletown CT 05/2016 07/2022
Lpl Financial, Llc Meriden CT 07/2022 Present
  • 05/2016 → 07/2022
    Woodbury Financial Services Inc
    Middletown, CT
  • 07/2022 → Present
    Meriden, CT
Previous Registrations
Other Businesses

1) 07/11/2022 - Real Estate Rental - Investment Related - Meriden, CT - Start 01/2015 2) 07/11/2022 - AEFA Education Classes - Not Investment Related - Start 05/2020 - 5% - Meriden, CT 06450 3) 07/11/2022 - Property and Casualty - HAS Insurance and Wealth Management - Investment Related - Start 10/2014 - 3 hr/mon - 1 hr/trading - Meriden, CT 06450 4) 07/11/2022 - Insurance Agency - HAS Insurance Solutions - Investment Related - Start 05/2019 - 12 hr/mon - 3 hr/trading - Meriden, CT 06450 5) 07/11/2022 - DBA for LPL Business (entity for LPL business) - HAS Insurance Solutions - Investment Related - At Reported Business Location(s) - Start 11/2018 6) 07/11/2022 - DBA for LPL Business (entity for LPL business) - HAS Wealth Management and Insurance Solutions - Investment Related -At Reported Business Location(s) - Start 07/2020 7) 07/11/2022- Real Estate Rental- owner- Inv. Related- Start 03/1992 - 0hrs- Bethany, CT 8) 01/30/2026 - HAS Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/22/2026 - 1 hous per month/ 0 hours during trading 9) 02/02/2026 - HAS Retirement Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/21/2026 - 10 hours per month/ 0 hours during trading 10) 02/04/2026 - Jackson Hewitt Danbury Ct - Inv Related - Danbury, CT - Tax Prep/Accounting/CPA -Start Date: 9/20/2023 - 16 Hrs/Mo; 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-12
  • S66 Uniform Combined State Law Examination
    2000-08-12
Other Names
  • Howard Alan Schachter

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Danbury, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor