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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-07-12 |
Branch Locations
131 West St, Danbury, CT 06810 • United States
225 N Main Street, Ste 309, Bristol, CT 06010 • United States
321 Research Parkway, Meriden, CT 06450 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services Inc | Middletown | CT | 05/2016 | 07/2022 |
| Lpl Financial, Llc | Meriden | CT | 07/2022 | Present |
1) 07/11/2022 - Real Estate Rental - Investment Related - Meriden, CT - Start 01/2015 2) 07/11/2022 - AEFA Education Classes - Not Investment Related - Start 05/2020 - 5% - Meriden, CT 06450 3) 07/11/2022 - Property and Casualty - HAS Insurance and Wealth Management - Investment Related - Start 10/2014 - 3 hr/mon - 1 hr/trading - Meriden, CT 06450 4) 07/11/2022 - Insurance Agency - HAS Insurance Solutions - Investment Related - Start 05/2019 - 12 hr/mon - 3 hr/trading - Meriden, CT 06450 5) 07/11/2022 - DBA for LPL Business (entity for LPL business) - HAS Insurance Solutions - Investment Related - At Reported Business Location(s) - Start 11/2018 6) 07/11/2022 - DBA for LPL Business (entity for LPL business) - HAS Wealth Management and Insurance Solutions - Investment Related -At Reported Business Location(s) - Start 07/2020 7) 07/11/2022- Real Estate Rental- owner- Inv. Related- Start 03/1992 - 0hrs- Bethany, CT 8) 01/30/2026 - HAS Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/22/2026 - 1 hous per month/ 0 hours during trading 9) 02/02/2026 - HAS Retirement Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/21/2026 - 10 hours per month/ 0 hours during trading 10) 02/04/2026 - Jackson Hewitt Danbury Ct - Inv Related - Danbury, CT - Tax Prep/Accounting/CPA -Start Date: 9/20/2023 - 16 Hrs/Mo; 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-12 |
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