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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-12-13
IA RA APPROVED 2016-12-08
  • TX RA
    APPROVED_RES
    Since 2016-12-13
  • IA RA
    APPROVED
    Since 2016-12-08

Branch Locations

303 3Rd Avenue Se, Cedar Rapids, IA 52401 • United States

Cedar Rapids, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2000 12/2016
Wells Fargo Clearing Services, Llc Cedar Rapids IA 12/2016 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, CEDAR RAPIDS, IA, START: 12/02/2019, 1 HR/MONTH, 0 HRS DURING TRADING. DVHAWK15, LLC; NOT INV. RELATED; SCOTTSDALE,AZ; 24% OWNERSHIP; START DATE 10/03/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; COMMERCIAL LAND DEVELOPMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 2000-06-07
  • S66 Uniform Combined State Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    2000-06-07
Other Names
  • John A Locher

View on SEC IAPD

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