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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
6100 Uptown Blvd Ne Ste 500, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Loving Thunder Therapeutic Horse Riding | Rio Rancho | NM | 03/2015 | 11/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Roybal Financial Network Llc | Albuquerque | NM | 08/2025 | Present |
1. NAME OF OTHER BUSINESS: CHILDRENS CHOICE; INVESTMENT RELATED: NO; ADDRESS: 10601 LOMAS BLVD NE #101, ALBUQUERQUE, NM 87112; NATURE OF BUSINESS: CHILD CARE AND DEVELOPMENT; START DATE: 03/2018; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN OVERSIGHT AND DECISIONS PUT BEFORE THE BOARD; 2.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 3. NAME OF OTHER BUSINESS: FANNING FINANCIAL, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2018 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTITIVE APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: INEZ ELEMENTARY COMMUNITY SCHOOL COUNCIL; INVESTMENT RELATED: NO; ADDRESS: 1700 PENNSYLVANIA ST NE, ALBUQUERQUE, NM 87110; NATURE OF BUSINESS: SCHOOL COUNCIL; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DISCUSS WAYS TO IMPROVE INEZ ELEMENTARY AND OFFER SCHOLARSHIP OPPORTUNITIES; 5. NAME OF OTHER BUSINESS: ROYBAL FINANCIAL NETWORK LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC IS FOR TAX PURPOSES AND LEGAL PROTECTION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-05 |
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