Henry Milner Caldwell

Current Employers

Employment History

• 08/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Roanoke, VA
• 11/2016 → 02/2018
  Wells Fargo Clearing Services, Llc
  Roanoke, VA
• 02/2018 → Present
  Raymond James Financial Services, Inc.
  Pinehurst, NC
• 02/2018 → Present
  Pinnacle Bank
  Roanoke, VA
• 02/2018 → Present
  Raymond James Financial Services Advisors Inc.
  Pinehurst, NC
• 02/2018 → Present
  Pinnacle Financial Partners
  Roanoke, VA
• 11/2017 → Present
  Pinnacle Asset Management
  Roanoke, VA
• 02/2018 → Present
  Pinnacle Financial Partners
  Roanoke, VA

Previous Registrations

• 2014-08-15 → 2018-02-21
  Wells Fargo Clearing Services, Llc
  Roanoke, VA
  Waynesboro, VA
  Roanoke, VA
  Roanoke, VA
  Vinton, VA
  Roanoke, VA
• 2011-09-12 → 2014-08-26
  Morgan Stanley
  Roanoke, VA
  Roanoke, VA

Other Businesses

(1)Name of Business: Pinnacle Asset Management Address: 202 Campbell Ave SE, Roanoke, VA, 24013, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/09/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Consultant with Pinnacle Asset Management. Registered with RJFS. (2)Name of Business: Pinnacle Financial Partners Address: 202 Campbell Ave SE, Roanoke, VA, 24013, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 02/15/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor for clients

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-07-07
• S65 Uniform Investment Adviser Law Examination
  2011-06-17