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Matthew Justin Roach

Amb Wealth, LLC

Thomasville, GA

CRD 5884689

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Employer firm

Amb Wealth, LLC CRD 113106

$1.07B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Amb Wealth, Llc

135 South Madison Street, Thomasville, GA 31792 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-15
FL RA APPROVED 2021-05-21
GA RA APPROVED 2018-02-23
NC RA APPROVED 2018-02-21
  • TX RA
    APPROVED_RES
    Since 2024-06-15
  • FL RA
    APPROVED
    Since 2021-05-21
  • GA RA
    APPROVED
    Since 2018-02-23
  • NC RA
    APPROVED
    Since 2018-02-21

Branch Locations

135 South Madison Street, Thomasville, GA 31792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen, Mooney And Barnes Brokerage Services Thomasville GA 01/2011 Present
Allen, Mooney And Barnes Investment Advisors Thomasville GA 03/2012 Present
  • 01/2011 → Present
    Allen, Mooney And Barnes Brokerage Services
    Thomasville, GA
  • 03/2012 → Present
    Allen, Mooney And Barnes Investment Advisors
    Thomasville, GA
Previous Registrations
Other Businesses

1) FAIM Investments LLC; Parent company of Allen, Mooney and Barnes Brokerage Services and Investment Advisors; Minority Owner; 0 hours monthly; Start Date: 04/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-22
  • S66 Uniform Combined State Law Examination
    2011-02-22
Other Names
  • Matthew Justin Haddock

View on SEC IAPD

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