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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-17
CA RA APPROVED 2017-04-28
  • TX RA
    APPROVED_RES
    Since 2023-04-17
  • CA RA
    APPROVED
    Since 2017-04-28

Branch Locations

4229 Woodruff Ave, Lakewood, CA 90713 • United States

2220 N Bellflower Blvd, Long Beach, CA 90815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lakewood CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Lakewood CA 07/2017 Present
Jp Morgan Chase Bank Na Lakewood CA 04/2013 07/2017
  • 10/2012 → Present
    Lakewood, CA
  • 07/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Lakewood, CA
  • 04/2013 → 07/2017
    Jp Morgan Chase Bank Na
    Lakewood, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-17
S63 Uniform Securities Agent State Law Examination 2011-02-21
  • S66 Uniform Combined State Law Examination
    2017-04-17
  • S63 Uniform Securities Agent State Law Examination
    2011-02-21
Other Names
  • Patrick Schober
  • John P Schober

View on SEC IAPD

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