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Zhen Hua Wang

Hsbc Securities (Usa) Inc.

New York, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-10-03
TX RA APPROVED_RES 2025-05-10
NC RA APPROVED 2024-03-28
NY RA APPROVED 2023-04-28
  • MN RA
    APPROVED
    Since 2025-10-03
  • TX RA
    APPROVED_RES
    Since 2025-05-10
  • NC RA
    APPROVED
    Since 2024-03-28
  • NY RA
    APPROVED
    Since 2023-04-28

Branch Locations

150 Canal Street, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Flushing NY 03/2011 06/2019
Jp Morgan Securities Llc Flushing NY 03/2013 06/2019
Hsbc Securities Usa, Inc. New York NY 08/2019 Present
Hsbc Bank Usa, N.A. New York NY 07/2019 Present
  • 03/2011 → 06/2019
    Jpmorgan Chase Bank
    Flushing, NY
  • 03/2013 → 06/2019
    Jp Morgan Securities Llc
    Flushing, NY
  • 08/2019 → Present
    Hsbc Securities Usa, Inc.
    New York, NY
  • 07/2019 → Present
    Hsbc Bank Usa, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-20
S63 Uniform Securities Agent State Law Examination 2013-07-19
  • S66 Uniform Combined State Law Examination
    2023-04-20
  • S63 Uniform Securities Agent State Law Examination
    2013-07-19
Other Names
  • Zhen Hua Wang
  • Zhen Wang
  • Zhen H Wang
  • Jeff Wang
  • Zhenhua Wang

View on SEC IAPD

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