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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-07-26
TX RA APPROVED 2024-07-26
  • CO RA
    APPROVED
    Since 2024-07-26
  • TX RA
    APPROVED
    Since 2024-07-26

Branch Locations

7761 Shaffer Pkwy Ste 100, Littleton, CO 80127-3729 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nexbank Securities, Inc. Dallas TX 08/2015 06/2017
Ptx Securities, Llc Plano TX 06/2017 12/2019
Sealy Investment Securities, Llc Dallas TX 12/2019 02/2020
Jcc Advisors Llc Laguna Niguel CA 02/2020 02/2021
Phoenix American Hospitality Dallas TX 02/2020 02/2021
Fidelity Investments Westlake TX 02/2021 06/2021
Ameriprise Financial Services, Llc Arlington TX 07/2021 07/2022
Fisher Investments Plano TX 09/2022 07/2024
Lpl Financial Littleton CO 07/2024 Present
  • 08/2015 → 06/2017
    Nexbank Securities, Inc.
    Dallas, TX
  • 06/2017 → 12/2019
    Ptx Securities, Llc
    Plano, TX
  • 12/2019 → 02/2020
    Sealy Investment Securities, Llc
    Dallas, TX
  • 02/2020 → 02/2021
    Jcc Advisors Llc
    Laguna Niguel, CA
  • 02/2020 → 02/2021
    Phoenix American Hospitality
    Dallas, TX
  • 02/2021 → 06/2021
    Fidelity Investments
    Westlake, TX
  • 07/2021 → 07/2022
    Arlington, TX
  • 09/2022 → 07/2024
    Plano, TX
  • 07/2024 → Present
    Lpl Financial
    Littleton, CO
Previous Registrations
Other Businesses

1 - 07/25/2024 - Cooke Wealth Strategies Group LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - At reported business location(s). 2 - 07/25/2024 - DUBL - Other - Not Inv Related - CO 80126 - OBA Start Date: 04/15/2018. 3 - 07/25/2024 - DUBL - For-Profit Board Member - Not Inv Related - CO 80126 - OBA Start Date: 04/15/2018. 4 - 04/08/2025 - The Wealth Strategies Group - Investment Related - DBA for LPL Business (entity for LPL business) - Littleton, CO 80123 - Start Date: 06/03/2024 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-04
  • S66 Uniform Combined State Law Examination
    2012-12-04
Designations
Other Names
  • Bradley Ryan Cooke
  • Bradley Cooke

View on SEC IAPD

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