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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-07
NC RA APPROVED 2025-04-23
  • TX RA
    APPROVED
    Since 2025-11-07
  • NC RA
    APPROVED
    Since 2025-04-23

Branch Locations

8816 Six Forks Road Suite 301, Raleigh, NC 27615 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2011 04/2025
North Carolina State University Raleigh NC 08/2008 Present
Northwestern Mutual Investment Services, Llc. Raleigh NC 05/2012 04/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 04/2025
Osaic Wealth, Inc. Raleigh NC 04/2025 Present
  • 04/2011 → 04/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2008 → Present
    North Carolina State University
    Raleigh, NC
  • 05/2012 → 04/2025
    Raleigh, NC
  • 01/2016 → 04/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2025 → Present
    Raleigh, NC
Previous Registrations
Other Businesses

1. JOSH WALL POSITION: Insurance Broker NATURE: Insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/15/2011 ADDRESS: 8816 Six Forks Rd, Ste. 301, Raleigh NC 27615, United States DESCRIPTION: I solicit fixed insurance products for clients who need insurance products. 2. LANCASHIRE WEALTH MANAGEMENT POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2021 ADDRESS: 6904 Valley Ridge Court, Raleigh NC 27615, United States DESCRIPTION: This is a pass through entity for tax purposes. 3. CAPITOL FINANCIAL SOLUTIONS POSITION: Wealth Management Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/24/2025 ADDRESS: 8816 Six Forks Rd, Ste 301, Raleigh NC 27615, United States DESCRIPTION: I work with clients to help determine their financial needs and goals and help them address them. 4. JOSH WALL POSITION: Owner NATURE: This is not an incorporated business but a rental property that I own as a sole proprietor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 3921 Amelia Park Drive, Raleigh NC 27606, United States DESCRIPTION: I own the property and have a 3rd party manage it for me.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-13
S63 Uniform Securities Agent State Law Examination 2012-11-30
  • S65 Uniform Investment Adviser Law Examination
    2014-09-13
  • S63 Uniform Securities Agent State Law Examination
    2012-11-30
Designations

View on SEC IAPD

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