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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-07 |
| NC | RA | APPROVED | 2025-04-23 |
Branch Locations
8816 Six Forks Road Suite 301, Raleigh, NC 27615 • United States
Raleigh, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2011 | 04/2025 |
| North Carolina State University | Raleigh | NC | 08/2008 | Present |
| Northwestern Mutual Investment Services, Llc. | Raleigh | NC | 05/2012 | 04/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 04/2025 |
| Osaic Wealth, Inc. | Raleigh | NC | 04/2025 | Present |
1. JOSH WALL POSITION: Insurance Broker NATURE: Insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/15/2011 ADDRESS: 8816 Six Forks Rd, Ste. 301, Raleigh NC 27615, United States DESCRIPTION: I solicit fixed insurance products for clients who need insurance products. 2. LANCASHIRE WEALTH MANAGEMENT POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2021 ADDRESS: 6904 Valley Ridge Court, Raleigh NC 27615, United States DESCRIPTION: This is a pass through entity for tax purposes. 3. CAPITOL FINANCIAL SOLUTIONS POSITION: Wealth Management Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/24/2025 ADDRESS: 8816 Six Forks Rd, Ste 301, Raleigh NC 27615, United States DESCRIPTION: I work with clients to help determine their financial needs and goals and help them address them. 4. JOSH WALL POSITION: Owner NATURE: This is not an incorporated business but a rental property that I own as a sole proprietor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2020 ADDRESS: 3921 Amelia Park Drive, Raleigh NC 27606, United States DESCRIPTION: I own the property and have a 3rd party manage it for me.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-30 |
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