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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-19 |
| TX | RA | APPROVED_RES | 2019-02-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Co | Horsham | PA | 09/2015 | Present |
| Hornor Townsend & Kent Inc | Horsham | PA | 11/2015 | Present |
1) INSURANCE BROKERAGE / EMPIRE WEALTH STRATEGIES | INVESTMENT RELATED - YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT LIFE INSURANCE | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DT: 8/28/2015 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) PROPERTY/CASUALTY INSURANCE | INVESTMENT RELATED: NO | DBA NAME: EMPIRE PROPERTY AND CASUALTY INSURANCE AGENCY | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 4/3/2019 | NATURE OF ACTIVITY: PROPERTY/CASUALTY INSURANCE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: P&C SALES AND SERVICE. 3) INSURANCE BROKERAGE | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 3/1/2020 | NATURE OF ACTIVITY: DISABILITY/HEALTH INSURANCE |APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES:DISABILITY INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, EDUCATING CLIENTS ON MEDICARE PLANS AND MEDICARE ADVANTAGE PLANS FACILITATING THE PURCHASE OF MEDICARE ADVANTAGE PLANS. 4) INSURANCE & INVESTMENT | INVESTMENT RELATED: YES | DBA NAME: BLACK BELT WEALTH ADVISORY | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 3/18/2021 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR , ( FINANCIAL PLANNING INVESTMENT MANAGEMENT LIFE INSURANCE DISABILITY INSURANCE) USING MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY 5) INSURANCE AND INVESTMENT | DBA: Spotlight Advisory Group | POSITION: Agent | NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes NUMBER OF HOURS: 41 SECURITIES TRADING HOURS: 100 START DATE: 01/08/2025 | ADDRESS: 110 Fieldcrest Avenue, Suite 20, Edison NJ 08837 | DESCRIPTION: Life Insurance Brokerage, Financial Planning, Investment Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-02 |
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