Joseph Dominick Summa

Employer firm

Ascent Wealth Partners, LLC CRD 158898

$1.52B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Ascent Wealth Management, Llc
  New Hartford, NY
• 04/2012 → 06/2017
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2011-08-24 → 2011-11-11
  Strategic Financial Services
  Utica, NY

Other Businesses

1)TEUGEGA COUNTRY CLUB; NOT INVESTMENT RELATED; 6801 Golf Course Road, , Rome, NY. 13440; BOARD MEMBER, TREASURER; START DATE 1/2021; 8 HRS/MON; REVIEW CLUB FINANCIALS INCLUDING BALANCE SHEET AND INCOME STATEMENT, PREPARE ANNUAL BUDGET, MAKE RECOMMENDATIONS ABOUT THE FINANCIAL AFFAIRS OF CLUB. 2)UTICA COLLEGE;NOT INVESTMENT RELATED;1600 Burrstone Road, , Utica, NY. 13502; ADJUNCT PROFESSOR; 30 HRS/MON; DEVELOP AND MANAGE SYLLABUS, FACILITATE CLASS STRUCTURE, EVALUATE STUDENT PERFORMANCE

Exams

• S66 Uniform Combined State Law Examination
  2011-05-11

Designations

• Chartered Financial Analyst