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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
4509 Creedmoor Rd Suite 101, Raleigh, NC 27612-3859 • United States
Raleigh, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Employees' Credit Union | Raleigh | NC | 02/2008 | 06/2020 |
| Secu Brokerage Services | Raleigh | NC | 02/2011 | 06/2020 |
| Credit Union Investment Services | Raleigh | NC | 06/2020 | 06/2020 |
| Members Trust Company | Tampa | FL | 08/2013 | 06/2020 |
| Secu Life Insurance Company | Raleigh | NC | 10/2014 | 06/2020 |
| Fidelity Brokerage Services | Raleigh | NC | 06/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-28 |
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