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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc | East Providence | RI | 09/2015 | 03/2017 |
| Mml Investors Services, Llc | Boston | MA | 03/2017 | 09/2021 |
| Massmutual Life Insurance Co | Boston | MA | 07/2016 | 09/2021 |
| American United Life | Cranston | RI | 01/2022 | Present |
| Oneamerica Securities | Cranston | RI | 02/2022 | 08/2023 |
| Unemployed | Warwick | RI | 09/2021 | 01/2022 |
| Bountiful Investment Management Llc | Rumford | RI | 08/2023 | 04/2024 |
| Voya Financial Advisors | Warwick | RI | 05/2024 | Present |
| Boomerangs Roadhouse | West Warwick | RI | 06/2025 | Present |
HOUSE OF HOPE POSITION: Board of Directors NATURE: Looking to end homlessness INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 3188 Post Road, Warwick RI 02889, United States DESCRIPTION: attend Board Meetings BOOMERANGS ROADHOUSE POSITION: Bartender NATURE: wait tables, make drinks INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/25/2025 ADDRESS: 293 Providence Street, West Warwick RI 02893, United States DESCRIPTION: wait tables, make drinks
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-04 |
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