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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-04-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Effingham | IL | 11/2010 | Present |
Royal Group Real Estate LLC - 405 N. Oak St, Effingham, IL - real estate management - partial owner - 2 hrs/mo(0 during trade hrs) - not investment related - will not interfere with duties at firm ---------------------------------------------------------------------------- Third Party Consulting LLC - Effingham, IL - tech consulting - co-owner - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------------------------------- WBMT Partners LLC - Effingham, IL - rental property - Partner - 2 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-31 |
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