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1325 Avenue Of The Americas, New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-06 |
| FL | RA | APPROVED | 2024-10-16 |
| NY | RA | APPROVED | 2024-09-27 |
Branch Locations
1325 Avenue Of The Americas, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc. | New York | NY | 07/2013 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2013 | 09/2024 |
| Matauro Llc | New York | NY | 09/2024 | Present |
| Purshe Kaplan Sterling Investments | New York | NY | 10/2024 | 12/2024 |
| Simplicity Investments, Inc. | Littleton | CO | 01/2025 | Present |
1.) MATAURO LLC - 9/27/24 - 1325 Avenue of the Americas, 27th Floor, New York, NY 10019 - Managing Director/Principal Advisor, Wealth manager for clients including trading accounts and financial planning, Invt Rel, Wealth management business, 200 hrs/mo; 140 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-05 |
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