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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-09-11 |
| VA | RA | APPROVED | 2023-03-09 |
| GA | RA | APPROVED | 2017-07-11 |
| FL | RA | APPROVED | 2015-01-05 |
Branch Locations
1700 Summit Lake Drive Suite 200, Tallahassee, FL 32317 • United States
Tallahassee, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Tallahassee | FL | 03/2011 | Present |
| Park Avenue Securities | Tallahassee | FL | 09/2011 | Present |
| Self Employed | Tallahassee | FL | 02/2003 | Present |
1. Sports Personality-Broadcasting Florida State University baseball and basketball games, Start: 03/01/2002 Address: 530 Collins Drive Tallahassee, FL 32303, 25 total hours per month; 3 during securities trading hours, Not investment related, Less than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-08-23 |
| S65 | Uniform Investment Adviser Law Examination | 2014-12-05 |
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