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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-12-02 |
| FL | RA | APPROVED | 2025-04-15 |
Branch Locations
Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Investors Corporation | Miramar | FL | 04/2015 | 01/2017 |
| Foresters Financial Services | Miramar | FL | 01/2017 | 10/2018 |
| The Prudential Insurance Company Of America | Coral Gables | FL | 10/2018 | 06/2021 |
| Pruco Securities, Llc | Coral Gables | FL | 10/2018 | 06/2021 |
| A.G.P. / Alliance Global Partners | Boca Raton | FL | 06/2021 | Present |
1) CAROL CITY MIDDLE SCHOOL PTA PRESIDENT POSITION: President NATURE: Educational Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 02/06/2020 ADDRESS: 3737 NW 188th Street, Miami Gardens FL 33055, United States DESCRIPTION: Counsel and provide information to parents and teachers in school Oversees activities of board members 2) BNI - Business Networking International, not investment-related, Miami Beach, referral networking, designated Financial Advisor of the group and President (start date 2025), run weekly evening meetings, run the Chapter success meetings to ensure members' success, 16 hours/month, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-31 |
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