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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-12-02
FL RA APPROVED 2025-04-15
  • PA RA
    APPROVED
    Since 2025-12-02
  • FL RA
    APPROVED
    Since 2025-04-15

Branch Locations

Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Investors Corporation Miramar FL 04/2015 01/2017
Foresters Financial Services Miramar FL 01/2017 10/2018
The Prudential Insurance Company Of America Coral Gables FL 10/2018 06/2021
Pruco Securities, Llc Coral Gables FL 10/2018 06/2021
A.G.P. / Alliance Global Partners Boca Raton FL 06/2021 Present
  • 04/2015 → 01/2017
    First Investors Corporation
    Miramar, FL
  • 01/2017 → 10/2018
    Foresters Financial Services
    Miramar, FL
  • 10/2018 → 06/2021
    The Prudential Insurance Company Of America
    Coral Gables, FL
  • 10/2018 → 06/2021
    Pruco Securities, Llc
    Coral Gables, FL
  • 06/2021 → Present
    Boca Raton, FL
Other Businesses

1) CAROL CITY MIDDLE SCHOOL PTA PRESIDENT POSITION: President NATURE: Educational Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 02/06/2020 ADDRESS: 3737 NW 188th Street, Miami Gardens FL 33055, United States DESCRIPTION: Counsel and provide information to parents and teachers in school Oversees activities of board members 2) BNI - Business Networking International, not investment-related, Miami Beach, referral networking, designated Financial Advisor of the group and President (start date 2025), run weekly evening meetings, run the Chapter success meetings to ensure members' success, 16 hours/month, none during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-25
S63 Uniform Securities Agent State Law Examination 2014-08-31
  • S66 Uniform Combined State Law Examination
    2024-09-25
  • S63 Uniform Securities Agent State Law Examination
    2014-08-31

View on SEC IAPD

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