Daniel Raymond Berra

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 04/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saint Louis, MO
• 05/2018 → 03/2020
  Morgan Stanley Smith Barney Llc
  Scottsdale, AZ
• 05/2018 → 03/2020
  Morgan Stanley Private Bank, N.A.
  Phoenix, AZ
• 03/2020 → 12/2020
  Unknown
  Clayton, MO
• 12/2020 → Present
  Regions Bank
  Clayton, MO
• 01/2021 → Present
  Cetera Investment Advisers Llc
  Clayton, MO
• 01/2021 → Present
  Cetera Investment Services Llc
  St. Cloud, MN

Previous Registrations

• 2018-05-18 → 2020-03-18
  Morgan Stanley
  Phoenix, AZ
  Scottsdale, AZ
• 2011-06-01 → 2018-05-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clayton, MO
  New York, NY
  Clayton, MO
  Princeton, NJ
  New York, NY
  San Antonio, TX
  Clayton, MO
  Boston, MA
  San Antonio, TX

Other Businesses

REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS

Exams

• S66 Uniform Combined State Law Examination
  2011-05-31

Other Names

• Daniel Raymond Berra
• Daniel Berra
• Dan Berra
• Daniel R Berra