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Daniel Raymond Berra

Cetera Investment Advisers LLC

Clayton, MO

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-01-28
  • MO RA
    APPROVED
    Since 2021-01-28

Branch Locations

8351 Maryland Avenue, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Louis MO 11/2010 04/2018
Morgan Stanley Smith Barney Llc Scottsdale AZ 05/2018 03/2020
Morgan Stanley Private Bank, N.A. Phoenix AZ 05/2018 03/2020
Unknown Clayton MO 03/2020 12/2020
Regions Bank Clayton MO 12/2020 Present
Cetera Investment Advisers Llc Clayton MO 01/2021 Present
Cetera Investment Services Llc St. Cloud MN 01/2021 Present
  • 11/2010 → 04/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Saint Louis, MO
  • 05/2018 → 03/2020
    Morgan Stanley Smith Barney Llc
    Scottsdale, AZ
  • 05/2018 → 03/2020
    Morgan Stanley Private Bank, N.A.
    Phoenix, AZ
  • 03/2020 → 12/2020
    Unknown
    Clayton, MO
  • 12/2020 → Present
    Regions Bank
    Clayton, MO
  • 01/2021 → Present
    Cetera Investment Advisers Llc
    Clayton, MO
  • 01/2021 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
Other Businesses

REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-31
  • S66 Uniform Combined State Law Examination
    2011-05-31
Other Names
  • Daniel Raymond Berra
  • Daniel Berra
  • Dan Berra
  • Daniel R Berra

View on SEC IAPD

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SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO
PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
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SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
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