Matthew Chad Darling

Principal Securities, Inc.

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Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2004-09-15

IA RA
APPROVED

Since 2004-09-15

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Adel, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Des Moines	IA	08/2002	Present
Principal Securities Inc	Des Moines	IA	03/2016	Present

08/2002 → Present

Principal Life Insurance Company

Des Moines, IA
03/2016 → Present

Principal Securities Inc

Des Moines, IA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-09-14
S63	Uniform Securities Agent State Law Examination	2000-06-23

S65 Uniform Investment Adviser Law Examination

2004-09-14
S63 Uniform Securities Agent State Law Examination

2000-06-23

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.

EQUITABLE ADVISORS, LLC

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OSAIC WEALTH, INC.

WEST FINANCIAL ADVISORS, L.L.C.

AVANTAX PLANNING PARTNERS, INC.

PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper

ROGER ROBERT RUDEN

Christian Harrison Rogers

ARRON STEVEN CRAMER

RICHARD STEVENS YODER

CHRISTOPHER E JANDA

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA

EQUITABLE ADVISORS, LLC · DES MOINES, IA

LPL FINANCIAL LLC · DES MOINES, IA

OSAIC WEALTH, INC. · DES MOINES, IA

EDWARD JONES · DES MOINES, IA

WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA

AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA

PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

More in Des Moines, IA

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