Andrew Sungtae Yoon

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-08-31
TX	RA	APPROVED_RES	2023-08-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Glendora	CA	02/2015	09/2018
Bank Of America, N.A.	Glendora	CA	02/2015	09/2018
Jp Morgan Chase Bank, N.A.	Upland	CA	09/2018	08/2020
Jp Morgan Securities, Llc	Upland	CA	09/2018	08/2020
Fidelity Brokerage Services, Llc	Berkeley	CA	09/2020	06/2021
Wells Fargo Clearing Services, Llc	Pasadena	CA	06/2022	08/2023
Unemployed	Claremont	CA	06/2021	06/2022
Unemployed	Claremont	CA	08/2020	09/2020
Morgan Stanley	Pasadena	CA	08/2023	Present

02/2015 → 09/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Glendora, CA
02/2015 → 09/2018

Bank Of America, N.A.

Glendora, CA
09/2018 → 08/2020

Jp Morgan Chase Bank, N.A.

Upland, CA
09/2018 → 08/2020

Jp Morgan Securities, Llc

Upland, CA
09/2020 → 06/2021

Fidelity Brokerage Services, Llc

Berkeley, CA
06/2022 → 08/2023

Wells Fargo Clearing Services, Llc

Pasadena, CA
06/2021 → 06/2022

Unemployed

Claremont, CA
08/2020 → 09/2020

Unemployed

Claremont, CA
08/2023 → Present

Morgan Stanley

Pasadena, CA

2022-07-20 → 2023-08-16

Wells Fargo Clearing Services, Llc

Westlake Village, CA
2020-09-21 → 2021-07-02

Fidelity Personal And Workplace Advisors

Berkeley, CA
2018-10-02 → 2020-09-02

J.P. Morgan Securities Llc

Upland, CA

Rancho Cucamonga, CA

Fontana, CA
2015-02-20 → 2018-10-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Glendora, CA

Glendora, CA

Glendora, CA

Los Angeles, CA

San Dimas, CA

San Dimas, CA

Glendora, CA

Chino Hills, CA

Claremont, CA
2011-04-29 → 2014-12-23

Equitable Advisors, Llc

Claremont, CA

Los Angeles, CA

Los Angeles, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-04-28

Other Firms