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Timothy Penn Nugent

Svb Wealth

Raleigh, NC

First Citizens Investor Services, Inc.

Raleigh, NC

Charlotte, NC

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Current Employers
Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-12-22
  • NC RA
    APPROVED
    Since 2025-12-22

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-06-05
  • NC RA
    APPROVED
    Since 2017-06-05

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services Inc. Atlanta GA 12/2014 09/2016
Suntrust Advisory Services Atlanta GA 09/2016 09/2016
First Citizens Bank Raleigh NC 09/2016 05/2019
First Citizens Investor Services Raleigh NC 06/2017 05/2019
First Citizens Investor Services Raleigh NC 05/2019 Present
First Citizens Bank Raleigh NC 05/2019 Present
Swb Wealth Raleigh NC 01/2026 Present
  • 12/2014 → 09/2016
    Suntrust Investment Services Inc.
    Atlanta, GA
  • 09/2016 → 09/2016
    Suntrust Advisory Services
    Atlanta, GA
  • 09/2016 → 05/2019
    First Citizens Bank
    Raleigh, NC
  • 06/2017 → 05/2019
    First Citizens Investor Services
    Raleigh, NC
  • 05/2019 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 05/2019 → Present
    First Citizens Bank
    Raleigh, NC
  • 01/2026 → Present
    Swb Wealth
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-07
  • S66 Uniform Combined State Law Examination
    2009-07-07
Designations
Other Names
  • T. Penn Nugent
  • Penn Nugent

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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