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Current Employers
David Vaughan Investments, Llc

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-16
IL RA APPROVED 2025-12-16
  • FL RA
    APPROVED
    Since 2025-12-16
  • IL RA
    APPROVED
    Since 2025-12-16

Branch Locations

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

399 Carolina Avenue Suite 110, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Orlando FL 06/2015 08/2019
E*Trade Capital Management Llc Orlando FL 06/2015 08/2019
E*Trade Securities Llc Altamonte Springs FL 08/2019 02/2020
E*Trade Capital Management, Llc Altamonte Springs FL 08/2019 02/2020
E*Trade Securities Llc Winter Park FL 02/2020 11/2022
E*Trade Capital Management Llc Winter Park FL 02/2020 11/2022
Wealth Enhancement Advisory Services Windermere FL 11/2022 02/2024
Wealth Enhancement Group Windermere FL 11/2022 02/2024
Wealth Enhancement Brokerage Services Windermere FL 02/2023 02/2024
Allworth Financial Windermere FL 05/2024 11/2025
Aw Securities Windermere FL 05/2024 11/2025
David Vaughan Investments, Llc Peoria IL 12/2025 Present
  • 06/2015 → 08/2019
    E*Trade Securities Llc
    Orlando, FL
  • 06/2015 → 08/2019
    E*Trade Capital Management Llc
    Orlando, FL
  • 08/2019 → 02/2020
    E*Trade Securities Llc
    Altamonte Springs, FL
  • 08/2019 → 02/2020
    E*Trade Capital Management, Llc
    Altamonte Springs, FL
  • 02/2020 → 11/2022
    E*Trade Securities Llc
    Winter Park, FL
  • 02/2020 → 11/2022
    E*Trade Capital Management Llc
    Winter Park, FL
  • 11/2022 → 02/2024
    Wealth Enhancement Advisory Services
    Windermere, FL
  • 11/2022 → 02/2024
    Wealth Enhancement Group
    Windermere, FL
  • 02/2023 → 02/2024
    Wealth Enhancement Brokerage Services
    Windermere, FL
  • 05/2024 → 11/2025
    Allworth Financial
    Windermere, FL
  • 05/2024 → 11/2025
    Aw Securities
    Windermere, FL
  • 12/2025 → Present
    Peoria, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-07
  • S66 Uniform Combined State Law Examination
    2011-05-07
Other Names
  • Ryan Sewell
  • Ryan David Sewell

View on SEC IAPD

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