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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-09 |
Branch Locations
300 Madison Ave., 29Th Fl, New York, NY 10017 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Flemington | NJ | 11/2012 | 06/2018 |
| Hightower Advisors, Llc | New York | NY | 08/2020 | Present |
| Unemployed | Morristown | NJ | 06/2018 | 08/2020 |
Rods Steakhouse; Investment Related - No; Madison, NJ; Restaurant; Server; Start Date - 10/2024; Approximately 20 hours per month with 0 hours during securities trading hours; Serve patrons at the restaurant.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-08 |
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