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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-09
  • NY RA
    APPROVED
    Since 2022-08-09

Branch Locations

300 Madison Ave., 29Th Fl, New York, NY 10017 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Flemington NJ 11/2012 06/2018
Hightower Advisors, Llc New York NY 08/2020 Present
Unemployed Morristown NJ 06/2018 08/2020
  • 11/2012 → 06/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Flemington, NJ
  • 08/2020 → Present
    New York, NY
  • 06/2018 → 08/2020
    Unemployed
    Morristown, NJ
Other Businesses

Rods Steakhouse; Investment Related - No; Madison, NJ; Restaurant; Server; Start Date - 10/2024; Approximately 20 hours per month with 0 hours during securities trading hours; Serve patrons at the restaurant.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-08
  • S66 Uniform Combined State Law Examination
    2022-08-08
Other Names
  • Gabriella Tango

View on SEC IAPD

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