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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-06-20 |
Branch Locations
14500 S. Outer 40, Ste 200, Town And Country, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 01/2014 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 01/2016 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 06/2023 |
| Cetera Advisors Llc | Town And Country | MO | 09/2022 | 06/2023 |
| Lpl Financial Llc | Town And Country | MO | 06/2023 | Present |
1- 06/2023 / Legacy Tax Advisors, LLC / Tax Prep/Accounting/CPA / INVESTMENT RELATED / 10 HRS MNTH/2 HRS TRADING/5 TIME SPNT PRCNT/ START DATE 1/9/2023 2- 06/2023 / LEGACY WEALTH ADVISORS, INC. / Non-Variable Insurance / INVESTMENT RELATED / 160 HRS MNTH/8 HRS TRADING/1 TIME SPNT PRCNT/ START DATE 12/1/2013 3- 06/2023 / LEGACY WEALTH ADVISORS, INC. / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 160 HRS MNTH/8 HRS TRADING/90 TIME SPNT PRCNT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-21 |
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