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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-02-24
TX RA APPROVED_RES 2025-06-07
IL RA APPROVED 2023-04-24
IN RA APPROVED 2021-03-24
  • WI RA
    APPROVED
    Since 2026-02-24
  • TX RA
    APPROVED_RES
    Since 2025-06-07
  • IL RA
    APPROVED
    Since 2023-04-24
  • IN RA
    APPROVED
    Since 2021-03-24

Branch Locations

395 N Executive Dr, Brookfield, WI 53005 • United States

Munster, IN • United States

6015 Us 6, Portage, IN 46368 • United States

2746 W. 5Th Ave., Gary, IN 46404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Orland Park IL 05/2011 11/2016
Td Ameritrade, Inc. Merrillville IN 02/2019 02/2021
Jpmorgan Chase Bank N.A. Chicago IL 01/2017 04/2017
Jp Morgan Securities, Llc Chicago IL 12/2016 02/2019
Massachusetts Mutual Life Insurance Company Orland Park IL 07/2016 12/2016
Bmo Harris Financial Advisors Crown Point IL 02/2021 Present
Lpl Financial Llc Valparaiso IN 03/2021 Present
  • 05/2011 → 11/2016
    Fidelity Brokerage Services, Llc
    Orland Park, IL
  • 02/2019 → 02/2021
    Td Ameritrade, Inc.
    Merrillville, IN
  • 01/2017 → 04/2017
    Jpmorgan Chase Bank N.A.
    Chicago, IL
  • 12/2016 → 02/2019
    Chicago, IL
  • 07/2016 → 12/2016
    Massachusetts Mutual Life Insurance Company
    Orland Park, IL
  • 02/2021 → Present
    Bmo Harris Financial Advisors
    Crown Point, IL
  • 03/2021 → Present
    Valparaiso, IN
Previous Registrations
  • 2021-02-23 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Crown Point, IN
    Valparaiso, IN
    Valparaiso, IN
    Merriville, IN
  • 2019-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    Merrillville, IN
    Indianapolis, IN
  • 2019-02-27 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Merrillville, IN
  • 2017-05-10 → 2019-03-08
    Chicago, IL
    Chicago, IL
  • 2012-08-07 → 2016-11-02
    Orland Park, IL
  • 2011-03-28 → 2011-05-25
    Waddell & Reed
    Mokena, IL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Investment Related - CROWN POINT, IN 2) 03/24/2021 - Act in a Fiduciary Capacity - THE MITCHELL FAMILY REVOCABLE LIVING TRUST - Investment Related - MUNSTER, IN

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-24
  • S66 Uniform Combined State Law Examination
    2011-03-24
Other Names
  • Daniel Patrick Mitchell
  • Daniel Patrick Mitchell
  • Daniel Patrick Mitchell
  • Daniel Patrick Mitchell

View on SEC IAPD

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