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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-02-24 |
| TX | RA | APPROVED_RES | 2025-06-07 |
| IL | RA | APPROVED | 2023-04-24 |
| IN | RA | APPROVED | 2021-03-24 |
Branch Locations
395 N Executive Dr, Brookfield, WI 53005 • United States
Munster, IN • United States
6015 Us 6, Portage, IN 46368 • United States
2746 W. 5Th Ave., Gary, IN 46404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Orland Park | IL | 05/2011 | 11/2016 |
| Td Ameritrade, Inc. | Merrillville | IN | 02/2019 | 02/2021 |
| Jpmorgan Chase Bank N.A. | Chicago | IL | 01/2017 | 04/2017 |
| Jp Morgan Securities, Llc | Chicago | IL | 12/2016 | 02/2019 |
| Massachusetts Mutual Life Insurance Company | Orland Park | IL | 07/2016 | 12/2016 |
| Bmo Harris Financial Advisors | Crown Point | IL | 02/2021 | Present |
| Lpl Financial Llc | Valparaiso | IN | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Investment Related - CROWN POINT, IN 2) 03/24/2021 - Act in a Fiduciary Capacity - THE MITCHELL FAMILY REVOCABLE LIVING TRUST - Investment Related - MUNSTER, IN
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-24 |
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