Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2015-11-17
  • MS RA
    APPROVED
    Since 2015-11-17

Branch Locations

698 South Street Suite 1318, Cleveland, MS 38732 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barfield Salley And Associates, Pllc Cleveland MS 06/2000 Present
Raymond James Financial Services, Inc. Cleveland MS 11/2015 Present
Raymond James Financial Services Advisors Inc. Cleveland MS 11/2015 Present
Previous Registrations
  • 2012-11-14 → 2015-11-05
    Next Financial Group, Inc.
    Clevland, MS
Other Businesses

(1)Name of Business: BARFIELD, SALLEY & ASSOCIATES, PLLC Address: 698 South St, Cleveland, MS, 38732, United States Activity Type: Accounting/CPA Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2000 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: TAX RETURN PREPARATION (2)Name of Business: GOLDEN HARVEST FINANCIAL SERVICES Address: 698 South St, Cleveland, MS, 38732, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/23/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: SUPPORT COMPANY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-12
S63 Uniform Securities Agent State Law Examination 2012-09-04
  • S65 Uniform Investment Adviser Law Examination
    2012-11-12
  • S63 Uniform Securities Agent State Law Examination
    2012-09-04
Other Names
  • Dena Marie Barfield
  • Dena M Weeks

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cleveland, MS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor