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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp | Miami Lakes | FL | 08/2010 | 07/2020 |
| Securities America, Inc. | Cleveland | MS | 07/2020 | 06/2024 |
| Securities America Advisors, Inc. | Cleveland | MS | 07/2020 | 06/2024 |
| Osaic Wealth, Inc. | Cleveland | MS | 06/2024 | 11/2024 |
| Osaic Wealth, Inc. | Cleveland | MS | 06/2024 | 11/2024 |
| Lpl Financial | Cleveland | MS | 11/2024 | Present |
1- 11/2024 / BBP Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 56 hrs mth / 14 hrs during trading / At reported business location(s) 2- 11/2024 / JACKSON, BRASWELL, MULLINS & BAILEY, PA / Tax Prep/Accounting/CPA / Investment Related / 160 hrs mth / 40 hrs during trading / Cleveland MS / Start date: 07/01/2010 30 11/2024 / JACKSON, BRASWELL & MULLINS LLC / Real Estate Rental / Investment Related / Cleveland MS / Start date: 01/01/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-26 |
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