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Michelle Otts Bailey

LPl Financial LLC

Cleveland, MS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-11-05
  • MS RA
    APPROVED
    Since 2025-11-05

Branch Locations

3513 Highway 8, Cleveland, MS 38732 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp Miami Lakes FL 08/2010 07/2020
Securities America, Inc. Cleveland MS 07/2020 06/2024
Securities America Advisors, Inc. Cleveland MS 07/2020 06/2024
Osaic Wealth, Inc. Cleveland MS 06/2024 11/2024
Osaic Wealth, Inc. Cleveland MS 06/2024 11/2024
Lpl Financial Cleveland MS 11/2024 Present
  • 08/2010 → 07/2020
    Investacorp
    Miami Lakes, FL
  • 07/2020 → 06/2024
    Securities America, Inc.
    Cleveland, MS
  • 07/2020 → 06/2024
    Securities America Advisors, Inc.
    Cleveland, MS
  • 06/2024 → 11/2024
    Cleveland, MS
  • 06/2024 → 11/2024
    Cleveland, MS
  • 11/2024 → Present
    Lpl Financial
    Cleveland, MS
Previous Registrations
  • 2024-06-14 → 2024-11-23
    Cleveland, MS
  • 2020-07-17 → 2024-06-14
    Securities America Advisors, Inc.
    Cleveland, MS
  • 2010-08-18 → 2020-07-17
    Investacorp Advisory Services Inc
    Cleveland, MS
  • 2009-02-10 → 2010-07-22
    Next Financial Group, Inc.
    Clevland, MS
  • 2008-02-05 → 2009-02-11
    Avantax Advisory Services
    Cleveland, MS
Other Businesses

1- 11/2024 / BBP Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 56 hrs mth / 14 hrs during trading / At reported business location(s) 2- 11/2024 / JACKSON, BRASWELL, MULLINS & BAILEY, PA / Tax Prep/Accounting/CPA / Investment Related / 160 hrs mth / 40 hrs during trading / Cleveland MS / Start date: 07/01/2010 30 11/2024 / JACKSON, BRASWELL & MULLINS LLC / Real Estate Rental / Investment Related / Cleveland MS / Start date: 01/01/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-18
S63 Uniform Securities Agent State Law Examination 1998-06-26
  • S65 Uniform Investment Adviser Law Examination
    2008-01-18
  • S63 Uniform Securities Agent State Law Examination
    1998-06-26
Other Names
  • Michelle Otts Bailey
  • Tania Michelle Bailey

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