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805 W Sunflower Rd, Cleveland, MS 38732 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-05-06 |
| MS | RA | APPROVED | 2025-05-05 |
| TX | RA | APPROVED | 2025-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Cleveland | MS | 01/2016 | 05/2025 |
| Raymond James Financial Services Advisors Inc. | Cleveland | MS | 02/2016 | 05/2025 |
| Gainspoletti & Associates | Cleveland | MS | 02/2016 | Present |
| Gainspoletti Financial Services | Cleveland | MS | 02/2016 | 05/2025 |
| Private Client Services | Cleveland | MS | 05/2025 | Present |
| Gainspoletti Wealth Planners | Cleveland | MS | 05/2025 | Present |
| Ashford Advisors. | Jackson | MS | 05/2025 | Present |
1) Gainspoletti and Associates. 805 W Sunflower Rd. Tax and Accounting Services. CPA. 8 hrs/mo; 2 during trading hrs. Not investment related. 2) Gainspoletti Wealth Planners. 805 W Sunflower Rd, Cleveland, MS 38732. RIA. 120 hrs/mo; 120 during trading hrs. Investment Adviser Representative. investment Related 3) Ashford Advisors. 5898 Ridgewood Road, Jackson, MS 39211. Life & Disability Insurance. Outside Agent. 8 hrs/mo; 2 during trading hrs. Investment related. 4) Private Client Services. 2225 Lexington Rd, Louisville, KY 40206. BD 40 hrs/mo; 30 hours during trading hours. Registered Representative. Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-13 |
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