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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2015-11-17 |
Branch Locations
698 South Street Suite 1318, Cleveland, MS 38732 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barfield, Salley And Associates Pllc | Cleveland | MS | 07/2018 | Present |
| Raymond James Financial Services, Inc. | Cleveland | MS | 11/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Cleveland | MS | 11/2015 | Present |
| Horton Waste Services, Inc. | Cleveland | MS | 11/2019 | Present |
(1)Name of Business: Barfield, Salley and Associates, PLLC Address: 698 South St, Cleveland, MS, 38732, United States Activity Type: Accounting/CPA Position/Title: Partner Investment Related: No Start Date: 07/31/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: practicing CPA/ senior partner/ monthly advising staff re: technical questions and occasionally meeting with high net worth clients (2)Name of Business: GOLDEN HARVEST FINANCIAL SERVICES Address: 698 South St, Cleveland, MS, 38730, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/23/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: PART OWNER (3)Name of Business: Horton Waste Services, Inc. Address: 601 East Sunflower Road, Cleveland, MS, 38732, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 11/11/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend board meetings; provide general business advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-21 |
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