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Manfred Louis Fields

Cetera Investment Advisers LLC

New York, NY

Union City, NJ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
NY RA APPROVED 2021-04-12
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

1430 Broadway Suite 700, New York, NY 10018 • United States

Union City, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services New York NY 07/2009 06/2019
Foresters Advisory Services New York NY 11/2013 06/2019
State Of Nj Notary Hudson County NJ 10/2000 Present
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc New York NY 06/2019 Present
  • 07/2009 → 06/2019
    Foresters Financial Services
    New York, NY
  • 11/2013 → 06/2019
    Foresters Advisory Services
    New York, NY
  • 10/2000 → Present
    State Of Nj Notary
    Hudson County, NJ
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    New York, NY
Other Businesses

1. NOTARY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-11-25
  • S63 Uniform Securities Agent State Law Examination
    2009-11-25

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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