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Shaun A Taylor

Morgan Stanley

Sandy, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
UT RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • UT RA
    APPROVED
    Since 2023-09-05

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Merrimack NH 11/2010 09/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 09/2021
E*Trade Securities Llc Sandy UT 09/2021 Present
E*Trade Capital Management Llc Sandy UT 09/2021 Present
Morgan Stanley Sandy UT 03/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
  • 11/2010 → 09/2021
    Fidelity Brokerage Services
    Merrimack, NH
  • 07/2018 → 09/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 09/2021 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 09/2021 → Present
    E*Trade Capital Management Llc
    Sandy, UT
  • 03/2023 → Present
    Morgan Stanley
    Sandy, UT
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
Previous Registrations
  • 2021-11-16 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Sandy, UT
  • 2018-07-13 → 2021-09-08
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2018-04-11 → 2018-07-13
    Strategic Advisers Llc
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-10
S63 Uniform Securities Agent State Law Examination 2011-02-11
  • S66 Uniform Combined State Law Examination
    2018-04-10
  • S63 Uniform Securities Agent State Law Examination
    2011-02-11
Other Names
  • Shaun A Taylor
  • Shaun Taylor
  • Shaun Taylor
  • Shaun Aaron Taylor

View on SEC IAPD

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JODI LEE VAWDREY
DAVID FRANKLIN DODDS
KEITH CRAIG CRANDALL
JUSTIN WARREN LUETTGERODT
CHRISTOPHER LYNN COOK

Other Offices

LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
CETERA INVESTMENT ADVISERS LLC · SANDY, UT
ACLAIME ASSET MANAGEMENT, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT
DIVERSIFY ADVISORY SERVICES, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT

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