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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-02
FL RA APPROVED 2013-05-09
  • TX RA
    APPROVED_RES
    Since 2017-03-02
  • FL RA
    APPROVED
    Since 2013-05-09

Branch Locations

1499 S Harbor City Blvd Ste 400, Melbourne, FL 32901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Orlando FL 05/2013 11/2016
Wells Fargo Clearing Services, Llc Orlando FL 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV. RELATED; FLAGLER BEACH, FL; 50% OWNERSHIP; START DATE 10/2021; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD. 709 N OCEAN, LLC, INVT RELATED, FLAGLER BEACH, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 10/4/2021, 5 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-28
  • S66 Uniform Combined State Law Examination
    2012-12-28
Other Names
  • Kristen Ellen Schultz

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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