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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-23 |
Branch Locations
4370 La Jolla Village Dr Ste 1025, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | La Jolla | CA | 10/2014 | 12/2017 |
| Mml Investors Services Llc | La Jolla | CA | 10/2014 | 12/2017 |
| Guardian Life Insurance Co Of America | San Diego | CA | 03/2018 | 09/2019 |
| Park Avenue Securities | San Diego | CA | 03/2018 | 09/2019 |
| Western Southern Life | San Diego | CA | 09/2019 | 08/2021 |
| W&S Brokerage Services | Cincinnati | OH | 09/2019 | 08/2021 |
| Tax & Financial Group | Newport Beach | CA | 08/2021 | 07/2022 |
| Minnesota Life Insurance Co | St Paul | MN | 08/2021 | 07/2022 |
| Securian Financial Services Inc | St Paul | MN | 08/2021 | 07/2022 |
| Equity Services Inc | Montpelier | VT | 01/2023 | 07/2023 |
| National Life Group | Los Angeles | CA | 08/2022 | 07/2023 |
| Principal Life Insurance Company | San Diego | CA | 07/2023 | Present |
| Principal Securities, Inc. | San Diego | CA | 07/2023 | Present |
INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/17/2023 ADDRESS: 4370 La Jolla Village Dr., Suite 1025, San Diego CA 92122, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-05 |
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