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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2019 | 08/2019 |
| Fort Sumter Tours, Inc. | Charleston | SC | 02/2003 | 08/2019 |
| Lpl Financial Llc | Charleston | SC | 09/2019 | Present |
1. 2/8/2022 - C&C Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Referring Agent - Started 03/01/2022 - 1 Hours Per Month During Securities Trading 2. 07/27/2023 - McDonald Holdings, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/13/2023 - 2 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-24 |
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