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353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Napa Wealth Management, Incorporated | Napa | CA | 04/2008 | Present |
| Timothy L. Ayles | Pleasant Hill | CA | 11/2001 | Present |
| Nwm Fund Group, Llc | Napa | CA | 12/2003 | 12/2019 |
| The Mather Group, Llc | Napa | CA | 11/2025 | Present |
(1) SITKA TRUCKING, INC.; NON-INVESTMENT RELATED; MR. AYLES SPENDS APPROX. 5% OF HIS TIME AND ZERO DURING MARKET HOURS. FEDEX INDEPENDENT CONTRACTOR; START DATE 11/2001 THE APPROX. NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS: 5 HRS/MO THE NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 0; (2) SEEKING ALPHA.COM; INVESTMENT RELATED; WRITING ARTICLES FOR WEBSITE; APPROX. 1% OF HIS TIME; (3) LICENSED MORTGAGE BROKER: NOT MARKETING OR HOLDING HIMSELF OUT AS A MORTGAGE BROKER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-08 |
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