Best Investors
Account
Sign in
Best Investors
Account
Sign in
2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-29 |
| TX | RA | APPROVED_RES | 2015-10-12 |
Branch Locations
2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Trail Advisors, Llc | New York | NY | 10/2015 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2015 | 03/2017 |
| Summit Trail Securities, Llc | New York | NY | 02/2017 | Present |
1. Summit Trail Advisors, Investment related, 140 E. 45th St., NY, NY 10017, RIA, Partner, 10/09/2015, 160 hours/month all within securities trading hours, Advisor. 2. College of Charleston Parent Advisory Council, Non Investment-Related, Charleston, SC 29401, Non Profit, Council member, 2 hours devoted a month not within securities trading hours, Speak with prospective students. 3. SUMMIT TRAIL SECURITIES, LLC, INVESTMENT RELATED, SAME ADDRESS, BROKER DEALER, REGISTERED REPRESENTATIVE, 3/4/2017, 160 HOURS DEVOTED A MONTH, 10 HOURS DEVOTED DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-11 |
Reach out to this advisor