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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2013-09-25 |
| CT | RA | APPROVED | 2012-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank, Na | New York | NY | 12/2012 | Present |
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | Present |
| Aurore Immobolier Llc | New Milford | NJ | 11/2019 | 11/2019 |
| 7 Waterbury Llc | New York | NY | 04/2020 | 04/2020 |
| 7 Waterbury Llc | New York | NY | 04/2020 | Present |
| Aurore Immobolier Llc | New Milford | NJ | 11/2019 | Present |
Entity Name: 7 Waterbury LLC Investment related: No Address: NEW YORK, NY 10009 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 4/14/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real Estate - Rental Property Responsibility - Landlord" Entity Name: Aurore Immobolier LLC Investment related: No Address: New Milford, NJ 07646 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/21/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 " Briefly describe your duties: Real Estate - Rental Property Responsibility - Landlord"
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-07 |
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