Best Investors Account Sign in
Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-01-16
AK RA APPROVED 2024-08-23
LA RA APPROVED 2024-04-16
KY RA APPROVED 2024-03-29
CT RA APPROVED 2022-05-23
GA RA APPROVED 2021-11-04
NY RA APPROVED 2021-04-16
VA RA APPROVED 2020-12-08
OR RA APPROVED 2020-03-06
MD RA APPROVED 2020-01-13
AL RA APPROVED 2019-08-22
NM RA APPROVED 2019-07-15
PA RA APPROVED 2019-05-01
AZ RA APPROVED 2018-08-17
CO RA APPROVED 2018-08-06
FL RA APPROVED 2017-05-12
IL RA APPROVED 2015-07-16
DC RA APPROVED 2014-06-26
MA RA APPROVED 2014-05-12
TX RA APPROVED_RES 2014-02-28
CA RA APPROVED 2013-05-16
NJ RA APPROVED 2011-08-09
  • WA RA
    APPROVED
    Since 2026-01-16
  • AK RA
    APPROVED
    Since 2024-08-23
  • LA RA
    APPROVED
    Since 2024-04-16
  • KY RA
    APPROVED
    Since 2024-03-29
  • CT RA
    APPROVED
    Since 2022-05-23
  • GA RA
    APPROVED
    Since 2021-11-04
  • NY RA
    APPROVED
    Since 2021-04-16
  • VA RA
    APPROVED
    Since 2020-12-08
  • OR RA
    APPROVED
    Since 2020-03-06
  • MD RA
    APPROVED
    Since 2020-01-13
  • AL RA
    APPROVED
    Since 2019-08-22
  • NM RA
    APPROVED
    Since 2019-07-15
  • PA RA
    APPROVED
    Since 2019-05-01
  • AZ RA
    APPROVED
    Since 2018-08-17
  • CO RA
    APPROVED
    Since 2018-08-06
  • FL RA
    APPROVED
    Since 2017-05-12
  • IL RA
    APPROVED
    Since 2015-07-16
  • DC RA
    APPROVED
    Since 2014-06-26
  • MA RA
    APPROVED
    Since 2014-05-12
  • TX RA
    APPROVED_RES
    Since 2014-02-28
  • CA RA
    APPROVED
    Since 2013-05-16
  • NJ RA
    APPROVED
    Since 2011-08-09

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Atlantic Highlands, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company New York NY 10/2010 Present
Park Avenue Securities New York NY 12/2010 Present
Guardian Life Insurance Company Atlantic Highlands NJ 06/2024 Present
Park Avenue Securities Atlantic Highlands NJ 06/2024 Present
  • 10/2010 → Present
    Guardian Life Insurance Company
    New York, NY
  • 12/2010 → Present
    Park Avenue Securities
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Atlantic Highlands, NJ
  • 06/2024 → Present
    Park Avenue Securities
    Atlantic Highlands, NJ
Other Businesses

1. Outside Insurance Sales-Selling insurance products outside of Guardian,. Start: 03/18/2014, Address: 437 Madison Avenue 29th Floor New York, NY 10022, 2 total hours per month, 2 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Tiger Eye Wealth LLC-DBA, Start: 09/20/2022, Address: 437 Madison Avenue 29th Floor New York, NY 10022, 160 total hours per month, 160 during securities trading hours, Investment related, More than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-02
  • S66 Uniform Combined State Law Examination
    2011-08-02
Designations
Other Names
  • Spencer Friedman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor