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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2010-09-08
  • SC RA
    APPROVED
    Since 2010-09-08

Branch Locations

1901 Bull St, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2008 Present
Northwestern Mutual Investment Services, Llc Columbia SC 05/2010 Present
University Of South Carolina Columbia SC 08/2006 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2008 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2010 → Present
    Columbia, SC
  • 08/2006 → Present
    University Of South Carolina
    Columbia, SC
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1- MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2- DREW D STEVENS LLC, 100% OWNERSHIP, INVESTMENT RELATED, ENTITY ESTABLISHED TO FACILITATE EXPENSES, STARTED 9/17/12, 0-5 HRS PER MONTH. 3. TREASURER, MELIUS FORUM, 2142 BOYCE STREET, COLUMBIA, , SOUTH CAROLINA, 29201, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 04/28/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PAY FOR THE COFFEE AND DONUTS, COLLECT ANNUAL DUES 4. 33% OWNER, SINK OR SWIM HOLDINGS LLC, 1014 GREENE STREET, COLUMBIA, , SOUTH CAROLINA, 29208, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 12/18/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED. 5. OWNER, 410 HOLDINGS LLC, 1125 ADGER ROAD, COLUMBIA, , SOUTH CAROLINA, 29205, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 09/21/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED. 6. CHAIR, UNITED WAY OF THE MIDLANDS, 1818 BLANDING STREET, COLUMBIA, , SOUTH CAROLINA, 29201, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 10/23/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, FUNDRAISING. NON-INVESTMENT RELATED. 7. 1901 PARTNERS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/15/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 8. JAMES BROOKS, LLC, LEGAL ENTITY, START DATE: 11/15/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 9. OWNER, 410 HOLDINGS LLC, 3818 DEVINE STREET, COLUMBIA, SOUTH CAROLINA, 29205, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 08/07/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NOT INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-20
  • S66 Uniform Combined State Law Examination
    2010-08-20

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