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Chad J Torelli

Rockefeller Financial LLC

New York, NY

CRD 5547653

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-22
TX RA APPROVED 2026-07-22
  • NY RA
    APPROVED
    Since 2026-07-22
  • TX RA
    APPROVED
    Since 2026-07-22

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 11/2015 07/2026
Rockefeller Financial Llc Ny NY 07/2026 Present
Previous Registrations
  • 2015-11-23 → 2026-07-30
    Ubs Financial Services Inc.
    New York, NY
    New York, NY
    New Rochelle, NY
  • 2014-02-10 → 2015-12-18
    Credit Suisse Securities (Usa) Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-07
  • S66 Uniform Combined State Law Examination
    2014-02-07
Designations
  • Chartered Financial Analyst
Other Names
  • Chad J Torelli
  • Chad Torelli

View on SEC IAPD

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