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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2012-04-11 |
| AK | RA | APPROVED | 2012-04-10 |
| UT | RA | APPROVED | 2011-01-03 |
Branch Locations
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
381 E Broadway 1St Floor, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Salt Lake City | UT | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | Present |
NEPTUNE DIVERS, NOT INV RELATED, SALT LAKE CITY, UT, ASSISTANT SCUBA INSTRUCTOR, START 5/1/2018, 5 HOURS PER MONTH, ZERO DURING TRADING, DIVE INSTRUCTION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-20 |
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